Stone Bridge Funds Private Bank, National Association, Is A Member Of European Trading Entities With Registration Number ETE CN5816901. It Offers Banking Products And Services.

Please Note: Options Transactions Are Tailored For Sophisticated Investors And Entail Complexity, High Risk, And May Not Be Suitable For All Investors. Before Applying For An Account, It’s Crucial To Read The Characteristics And Risks Of Standardized Options. Additionally, Uncovered Options Writing Carries Specific Risks That Could Lead To Significant Losses. Make Sure To Review The Special Statement For Uncovered Options Writers Before Engaging In Trading Activities.

Trading On Margin Involves Inherent Risks, Including The Potential Loss Of More Funds Than Initially Deposited. If The Value Of Purchased Securities Declines, You May Be Required To Add Additional Funds To Your Trading Account. Stone Bridge Funds Reserves The Right To Sell Securities In Your Account Without Prior Notice If Your Equity Falls Below Required Levels, And Margin Call Extensions Are Not Provided.

When Trading On Margin, Investors Borrow A Portion Of Funds To Purchase Stocks, With Interest Payable Until The Loan Is Repaid. For Margin Account Trades, Available Cash And Sweep Funds Are Utilized First, With Margin Interest Charged On The Remaining Balance. The Minimum Equity Requirement For A Margin Account Is $2,000.

Occasionally, Stone Bridge Funds Provides Customers With Cash Credits Or Special Offers Related To Account Opening Or Funding Activities. These Credits And Offers May Be Subject To U.S. Withholding Taxes And Reporting, With Taxes Being The Responsibility Of The Customer. Stone Bridge Funds Reserves The Right To Modify Offer Terms Or Terminate Offers Without Prior Notice.

Stone Bridge Funds Charges $0 Commissions For Online Trades Of US-Listed Stocks, ETFs, Mutual Funds, And Options. However, Exclusions May Apply, And Variable Commission Rates May Be Charged. Fees Are Applicable For OTC Securities Transactions, Foreign Stock Transactions, Large Block Transactions, Futures, And Fixed-Income Investments. Stock Plan Account Transactions Are Subject To Separate Commission Schedules.

Fees And Expenses Outlined In A Fund’s Prospectus Still Apply, With Additional Regulatory And Exchange Fees Possible. Each Futures Trade Incurs A Fee Per Contract, Excluding Cryptocurrency Futures Trades. Additional Fees May Apply, Including Futures Exchange And National Futures Association Fees. Stone Bridge Funds May Participate In U.S. Futures Exchange Rebate Programs Based On Customer Order Quantity Or Volume.

With Stone Bridge Funds.